Risk & Control Analyst

Royal Bank of Canada

Minneapolis, MN, United States
Base: $70,000 - $130,000; bonus/equity: discretion...
Operational risk and controls expertise
Incident reporting and audit coordination
Soc1 and sox control package reviews
You will support the execution of key controls and risk management processes in US Wealth Management Operations and act as a subject matter expert on operational risk and controls

Job Summary

  • You will support the execution of key controls and risk management processes in US Wealth Management Operations and act as a subject matter expert on operational risk and controls.
  • The role offers a comprehensive Total Rewards Program including bonuses, flexible benefits, competitive compensation, commissions, and stock where applicable.
  • RBC fosters an inclusive workplace based on respect, belonging, and opportunity, supporting employee development and collaboration to deliver trusted advice to clients.

Matching Summary

You will support the execution of key controls and risk management processes in US Wealth Management Operations and act as a subject matter expert on operational risk and controls.

Salary

Base: $70,000 - $130,000; Bonus/Equity: Discretionary bonus; Benefits: 401(k) with company match, health, dental, vision, life and disability insurance, paid time-off

Skills & Requirements

Must-have

  • Operational risk and controls expertise
  • Incident reporting and audit coordination
  • SOC1 and SOX control package reviews
  • Risk management process support
  • Collaboration with internal and external stakeholders

Nice-to-have

  • Knowledge of broker-dealer operations
  • FINRA securities license 99
  • Knowledge of SEC and FINRA regulations
  • Experience reviewing SOC1 and SOX reports

Key Requirements

  • 4-year degree or equivalent experience
  • 3+ years financial services industry experience
  • Experience in risk management or financial/IT audits
  • FINRA securities license 99 or ability to obtain within 120 days

Work Rights

Not specified

Tailored Resume

Cover Letter