Compliance Officer And Mlro

Apexgroup Inc

Abu Dhabi, United Arab Emirates
Compliance monitoring programme
Regulatory reporting
Anti-money laundering policies
Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities

Job Summary

  • Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities.
  • Acting as the firm’s MLRO, establishing and maintaining the firm’s Anti Money Laundering policies, procedures, systems and controls in compliance with the Regulatory Anti Money Laundering rules and all relevant legislation applicable in the jurisdiction and Group Apex Policies.
  • A high level of visibility within a large organisation on an upwards trajectory.

Matching Summary

Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities.

Skills & Requirements

Must-have

  • Compliance monitoring programme
  • Regulatory reporting
  • Anti-Money Laundering policies
  • Customer Due Diligence (CDD/KYC)
  • Financial services experience

Nice-to-have

  • Positive disrupter
  • Solutions driven critical thinking
  • Adapt to change
  • Team player

Key Requirements

  • 5 to 7 years financial services experience
  • Fund Administration experience
  • Understanding of UAE and International AML Laws
  • Relevant professional qualifications (AML, CDD, Compliance, Risk)
  • Experience in Customer Due Diligence (CDD/KYC)

Work Rights

Not specified

Tailored Resume

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