Analyst, End To End Client Onboarding

Mitsubishi UFJ Financial Group (MUFG)

Client onboarding process
Financial regulation obligations
Front office point of contact
This role supports the Securities Client Onboarding and Regulatory Management Lead with the delivery of an efficient client Onboarding process, ensuring all applicable financial regulation obligations are fulfilled

Job Summary

  • This role supports the Securities Client Onboarding and Regulatory Management Lead with the delivery of an efficient client Onboarding process, ensuring all applicable financial regulation obligations are fulfilled.
  • As a significant support function, interacting with the customer and internal stakeholders, customer experience is paramount for the team.
  • The individual will be a key point of contact for a number of desks in relation to end to end onboarding for new clients and new product set ups along with management of regulatory onboarding as required.

Matching Summary

This role supports the Securities Client Onboarding and Regulatory Management Lead with the delivery of an efficient client Onboarding process, ensuring all applicable financial regulation obligations are fulfilled.

Skills & Requirements

Must-have

  • Client Onboarding Process
  • Financial Regulation Obligations
  • Front Office Point of Contact
  • Manage Prioritization
  • Issues Management and Remediation
  • Drive Process Improvements
  • Direct Client Interaction

Nice-to-have

  • Customer Experience Paramount
  • Collaborate Toward Greater Innovation
  • Invest in Talent
  • Meaningful Impact Rewarded
  • Flexible Working Requests

Key Requirements

  • Experience in a similar or related Operations role
  • KYC/AML Relationship management / sales experience
  • Knowledge of Markets Regulations (MIFID II, EMIR, Dodd Frank, CFTC, SBSD, Volcker, FATCA/CRS)
  • Ability to complete milestones and work toward multiple deadlines
  • Excellent Microsoft Office skills – Excel and Powerpoint
  • Degree Level or relevant industry experience

Work Rights

Not specified

Tailored Resume

Cover Letter