Regulatory & Cross Product Operations, Associate

Deutsche Bank

Bangalore, India
Knowledge of us financial regulations
Client classification and kyc onboarding
Regulatory control reporting and remediation
You will be responsible for understanding and monitoring various US Regulations as well as tactical and strategic analysis and remediation of Regulatory accounts impacting clients eligible for specific US Regulations

Job Summary

  • You will be responsible for understanding and monitoring various US Regulations as well as tactical and strategic analysis and remediation of Regulatory accounts impacting clients eligible for specific US Regulations.
  • The role involves working closely with stakeholders such as Compliance, Legal and Client Lifecycle Management teams to ensure regulatory compliance and resolve exceptions.
  • Deutsche Bank offers best in class leave policies, gender neutral parental leaves, childcare assistance benefits, sponsorship for industry certifications, and comprehensive insurance coverage.

Matching Summary

You will be responsible for understanding and monitoring various US Regulations as well as tactical and strategic analysis and remediation of Regulatory accounts impacting clients eligible for specific US Regulations.

Skills & Requirements

Must-have

  • Knowledge of US financial regulations
  • Client classification and KYC onboarding
  • Regulatory control reporting and remediation
  • Collaboration with Compliance and Legal
  • MS Excel proficiency including pivot tables
  • Analytical and problem solving skills

Nice-to-have

  • Knowledge of MiFID II and EMIR regulations
  • Experience with Markit ISDA Amend
  • Understanding of investment bank trade lifecycle
  • Self-starter and motivated
  • Ability to work in non-structured environment
  • Competent business user of MS Outlook

Key Requirements

  • 7-8 years regulatory compliance experience
  • Experience in client classification and KYC onboarding
  • Exposure to US financial regulations in banking operations
  • Knowledge of financial regulations such as MiFID II, EMIR, Dodd-Frank
  • Ability to identify and remediate regulatory exceptions

Work Rights

Not specified

Sponsorship: available

Tailored Resume

Cover Letter