Senior Compliance Officer - Monitoring And Testing (associate) - Td Securities (us)

TD Securities

New York, New York, United States
Base: $100,000 - $135,000 usd; bonus/equity: not s...
5+ years experience in compliance
Strong analytical skills
Excellent communication skills
The Senior Compliance Officer plays a key role in the Compliance Monitoring and Testing Team at TD Securities

Job Summary

  • The Senior Compliance Officer plays a key role in the Compliance Monitoring and Testing Team at TD Securities.
  • This role involves executing compliance testing engagements and preparing reports on findings.
  • TD offers a comprehensive Total Rewards package to support colleague well-being and career development.

Matching Summary

The Senior Compliance Officer plays a key role in the Compliance Monitoring and Testing Team at TD Securities.

Salary

Base: $100,000 - $135,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • 5+ years experience in compliance
  • Strong analytical skills
  • Excellent communication skills

Nice-to-have

  • Ability to thrive in fast-paced environments
  • Client service skills
  • Relationship building with stakeholders

Key Requirements

  • BA/BS degree required
  • Knowledge of regulatory reporting
  • Project management skills

Work Rights

Not specified

Tailored Resume

Cover Letter