Regulatory Reporting Intmd Analyst (hybrid)

Workforcity

Sec rule 613 consolidated audit trail
Large option position reporting
Cftc part 20 swaps large trader reporting
The role focuses on front-to-back ownership of high-risk regulatory reports from source data to submission, including pre-submission validations and controls to promote completeness & accuracy

Job Summary

  • The role focuses on front-to-back ownership of high-risk regulatory reports from source data to submission, including pre-submission validations and controls to promote completeness & accuracy.
  • Key responsibilities include managing SEC Rule 613 CAT, Large Option Position Reporting, Blue Sheet Reporting, and CFTC Part 20 Swaps Large Trader Reporting.
  • Support the firm’s migration to enhanced reporting platforms as a member of User Acceptance Testing (UAT) groups.

Matching Summary

The role focuses on front-to-back ownership of high-risk regulatory reports from source data to submission, including pre-submission validations and controls to promote completeness & accuracy.

Skills & Requirements

Must-have

  • SEC Rule 613 Consolidated Audit Trail
  • Large Option Position Reporting
  • CFTC Part 20 Swaps Large Trader Reporting
  • front-to-back ownership of regulatory reports
  • prepare and analyze regulatory reports

Nice-to-have

  • critical thinking
  • problem-solving
  • teamwork
  • adaptability
  • acts as an owner
  • acts with urgency

Key Requirements

  • Bachelor's degree
  • Fluent in English
  • Experience dealing with annual audits
  • Experience in trade/transaction reporting

Work Rights

Not specified

Tailored Resume

Cover Letter