Post Trade Compliance Vice President

Publix Serving (Civica)

Columbus, Ohio, United States
Base: $107,120.00 - $160,680.00; bonus/equity: not...
10+ years mutual fund compliance experience
Advanced experience with microsoft excel
People management experience required
The PTC VP oversees compliance testing and liquidity risk management for investment company trading activities

Job Summary

  • The PTC VP oversees compliance testing and liquidity risk management for investment company trading activities.
  • They manage a team of compliance analysts and ensure timely delivery of compliance reporting to clients.
  • The role requires advanced knowledge of investment regulations and proactive client relationship management.

Matching Summary

The PTC VP oversees compliance testing and liquidity risk management for investment company trading activities.

Salary

Base: $107,120.00 - $160,680.00; Bonus/Equity: Not specified; Benefits: Medical, dental & vision coverage; 401(k); life, accident, and disability insurance

Skills & Requirements

Must-have

  • 10+ years mutual fund compliance experience
  • Advanced experience with Microsoft Excel
  • People management experience required

Nice-to-have

  • Experience with FIS InvestOne platform
  • Experience with automated compliance testing platforms
  • Ability to promote a positive working environment

Key Requirements

  • Bachelor’s Degree in Accounting or Finance
  • MBA is a plus
  • Ability to review and understand contracts

Work Rights

Not specified

Tailored Resume

Cover Letter