Stifel Financial Corp is seeking an Operations Associate for its Equity Settlements Regulatory team in Saint Louis, MO. The role involves regulatory reporting and compliance tasks, requiring attention to detail and strong organizational skills, with no prior experience necessary
Job Summary
The role supports the firm's regulatory operations function by performing daily regulatory reporting and monitoring tasks to ensure compliance with SEC and FINRA requirements.
Stifel offers a culture where everyone belongs and contributes to the success of clients, their careers, and the firm as a whole.
The position includes comprehensive benefits such as health, dental, vision care, 401k, wellness initiatives, life insurance, and paid time off.
Matching Summary
Match Score: 85
Stifel Financial Corp is seeking an Operations Associate for its Equity Settlements Regulatory team in Saint Louis, MO. The role involves regulatory reporting and compliance tasks, requiring attention to detail and strong organizational skills, with no prior experience necessary.
Skills & Requirements
Must-have
Daily regulatory reporting execution
SEC and FINRA compliance adherence
Routine reconciliations and account balancing
Audit-ready documentation maintenance
Microsoft Office Suite proficiency
Nice-to-have
Strong attention to detail
Effective communication with stakeholders
Ability to handle heavy workload periods
Team collaboration and initiative
Key Requirements
Bachelor's Degree or equivalent experience
1+ years professional business-related experience preferred