The Risk Assessor role involves assessing operational and regulatory risks relating to the provision of ongoing servicing at both an Appointed Representative and a Representative Intermediary level, ensuring Treating Customers Fairly principles are embedded
Job Summary
The Risk Assessor role involves assessing operational and regulatory risks relating to the provision of ongoing servicing at both an Appointed Representative and a Representative Intermediary level, ensuring Treating Customers Fairly principles are embedded.
Key responsibilities include analysing risk data, providing risk assessment and monitoring recommendations, utilising risk management data to direct Field Supervisory activity, and engaging with Advisers and Firms to clarify understanding and resolve issues.
Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation, and is currently transforming and modernising to become even more customer centric.
Matching Summary
The Risk Assessor role involves assessing operational and regulatory risks relating to the provision of ongoing servicing at both an Appointed Representative and a Representative Intermediary level, ensuring Treating Customers Fairly principles are embedded.