Compliance Advisory Specialist Iii, Principal Associate

Capital One

Plano, TX, US
Base: $109,900 - $137,900 depending on location; b...
Anti-money laundering (aml) compliance experience
Second line of defense risk management
Commercial know your customer (kyc) oversight
The role serves as a key second line of defense to ensure corporate initiatives comply with applicable laws and regulations

Job Summary

  • The role serves as a key second line of defense to ensure corporate initiatives comply with applicable laws and regulations.
  • Responsibilities include providing guidance on remediation, advising on new product compliance, and supporting the development of business compliance programs.
  • Candidates must have at least 3 years of AML compliance or risk management experience and possess a Bachelor's degree.

Matching Summary

The role serves as a key second line of defense to ensure corporate initiatives comply with applicable laws and regulations.

Salary

Base: $109,900 - $137,900 depending on location; Bonus/Equity: Eligible for performance-based incentive compensation; Benefits: Comprehensive health, financial, and well-being benefits included

Skills & Requirements

Must-have

  • Anti-Money Laundering (AML) compliance experience
  • Second line of defense risk management
  • Commercial Know Your Customer (KYC) oversight

Nice-to-have

  • Subject matter expertise in laws and regulations
  • Proactive risk trend identification
  • Experience with audit and regulatory reviews

Key Requirements

  • Bachelor's Degree or military experience
  • At least 3 years of Anti-Money Laundering (AML) compliance experience
  • No visa sponsorship available for new applicants

Work Rights

Not specified

Tailored Resume

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