Internal Sales & Service Support Leader, Us Wealth

TD

Greenville, South Carolina, United States
Base: $115,440 - $173,160 usd; bonus/equity: not s...
Finra registered employee supervision
Salesforce training and management
Client service and sales team leadership
The Wealth Internal Sales and Service Support Leader is responsible for managing FINRA registered Client Service Supervisors and centralized sales representatives while ensuring compliance with regulatory requirements

Job Summary

  • The Wealth Internal Sales and Service Support Leader is responsible for managing FINRA registered Client Service Supervisors and centralized sales representatives while ensuring compliance with regulatory requirements.
  • This role collaborates with multiple departments to train employees, implement best practices, and drive growth through strategic initiatives and process improvements.
  • TD offers a comprehensive Total Rewards package including competitive base salary, variable compensation, health benefits, retirement programs, paid time off, and career development opportunities.

Matching Summary

The Wealth Internal Sales and Service Support Leader is responsible for managing FINRA registered Client Service Supervisors and centralized sales representatives while ensuring compliance with regulatory requirements.

Salary

Base: $115,440 - $173,160 USD; Bonus/Equity: Not specified; Benefits: Health, retirement, paid time off, career development

Skills & Requirements

Must-have

  • FINRA registered employee supervision
  • Salesforce training and management
  • Client service and sales team leadership
  • Compliance with FINRA/SEC regulations
  • Operational process improvement
  • People management and development

Nice-to-have

  • Consultative sales experience
  • Cross-department collaboration
  • Training and onboarding program development
  • Risk management and escalation handling
  • Strategic initiative support

Key Requirements

  • Bachelor's degree required
  • Series 7, 63/65 or 66 and 24 licenses
  • Minimum 7 years financial institution experience
  • Supervisory experience required
  • Life & Health insurance license required
  • Consultative sales experience
  • Must meet FINRA employment eligibility

Work Rights

Must be eligible for employment under FINRA standards

Tailored Resume

Cover Letter