U.s. Banks Affiliate Risk Oversight Execution Avp

Morgan Stanley UK

United States
Base: $85,000 - $140,000; bonus/equity: commission...
Inter-affiliate activity support
Affiliate agreement management
Regulatory compliance
The U.S. Banks Affiliate Risk Assistant Vice President position is responsible for supporting inter-affiliate activity with U.S. Banks and non-banking affiliates, with associated inter-affiliate agreements tracked, reviewed, and managed for regulatory compliance and sustained business line relevance

Job Summary

  • The U.S. Banks Affiliate Risk Assistant Vice President position is responsible for supporting inter-affiliate activity with U.S. Banks and non-banking affiliates, with associated inter-affiliate agreements tracked, reviewed, and managed for regulatory compliance and sustained business line relevance.
  • This role is vital for support in maintaining appropriate affiliate oversight and mitigating related affiliate risk.
  • Morgan Stanley is proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry.

Matching Summary

The U.S. Banks Affiliate Risk Assistant Vice President position is responsible for supporting inter-affiliate activity with U.S. Banks and non-banking affiliates, with associated inter-affiliate agreements tracked, reviewed, and managed for regulatory compliance and sustained business line relevance.

Salary

Base: $85,000 - $140,000; Bonus/Equity: commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages; Benefits: other Morgan Stanley sponsored benefit programs

Skills & Requirements

Must-have

  • inter-affiliate activity support
  • affiliate agreement management
  • regulatory compliance
  • risk mitigation

Nice-to-have

  • entrepreneurial spirit
  • manage ambiguity
  • fast-paced environment
  • interpersonal skills

Key Requirements

  • 5+ years of relevant experience
  • Risk management background
  • Inter-affiliate risk oversight background
  • Reg W background
  • Governance in financial services
  • Bachelor's degree in Finance, Business or related field

Work Rights

Not specified

Tailored Resume

Cover Letter