Not specified; not specified; competitive compensa...
Wholesale broker dealer compliance experience
Active finra series 6 or 7 registration
Series 14 registration requirement
The Deputy Chief Compliance Officer supports the design and oversight of the firm's compliance program within a wholesale broker dealer model
Job Summary
The Deputy Chief Compliance Officer supports the design and oversight of the firm's compliance program within a wholesale broker dealer model.
This role partners closely with senior leadership to promote a strong culture of compliance and ensure adherence to applicable regulatory requirements.
Integrity offers a competitive compensation package and opportunities for career acceleration in a family-like, cutting-edge environment.
Matching Summary
The Deputy Chief Compliance Officer supports the design and oversight of the firm's compliance program within a wholesale broker dealer model.
Salary
Not specified; Not specified; Competitive compensation package including benefits
Skills & Requirements
Must-have
Wholesale broker dealer compliance experience
Active FINRA Series 6 or 7 registration
Series 14 registration requirement
Series 24 or 26 registration requirement
Written supervisory procedures development
Nice-to-have
Life and Annuity Insurance license preferred
Solutions-oriented mindset with business partnership
Ability to remain calm under pressure
Experience in insurtech or hyper-growth environments