Regulatory Operations Analyst

Brightonparkbank

Whippany, NJ, USA
Base: $64,000.00 - $87,000.00; bonus/equity: eligi...
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Kyc tasks and aml policies
Transaction flow monitoring
Incident, problem, change management
** Brightonparkbank is seeking a Regulatory Operations Analyst to support day-to-day operations, focusing on compliance with KYC, AML policies, and regulatory reporting. The role requires in-depth financial services experience, knowledge of US regulatory rules, and strong organizational skills, while offering competitive benefits and opportunities for professional development. **

Job Summary

  • Support the day-to-day operations of the operations business division providing insights and expertise that help more senior colleagues make informed decisions.
  • In your role as a Regulatory Operations Analyst, you will play a critical part in safeguarding client assets by supporting key Regulatory Reporting submissions and strengthening the control framework that underpins our regulatory obligations.
  • This position offers the opportunity to influence meaningful change, enhance our regulatory risk controls, and deliver high-quality insights to senior stakeholders and external partners.

Matching Summary

Match Score: 75

** Brightonparkbank is seeking a Regulatory Operations Analyst to support day-to-day operations, focusing on compliance with KYC, AML policies, and regulatory reporting. The role requires in-depth financial services experience, knowledge of US regulatory rules, and strong organizational skills, while offering competitive benefits and opportunities for professional development. **

Salary

Base: $64,000.00 - $87,000.00; Bonus/Equity: Eligible for incentive award; Benefits: Medical, dental, vision, 401(k), life insurance, paid leave

Skills & Requirements

Must-have

  • KYC tasks and AML policies
  • Transaction flow monitoring
  • Incident, problem, change management
  • Continuous process improvement
  • Cleared derivatives reconciliation
  • US Regulatory Rules (FINRA, SEC)
  • Intermediate Excel and PowerPoint

Nice-to-have

  • Data Science knowledge
  • Self-starter in dynamic environment
  • Effective organizational skills
  • Attention to detail
  • Problem-solving skills
  • Teamwork and collaboration

Key Requirements

  • Financial services experience
  • Knowledge of US Regulatory Rules
  • Intermediate Excel and PowerPoint skills

Work Rights

Not specified

Tailored Resume

Cover Letter