Regulatory Operations Associate

Mitsubishi UFJ Financial Group (MUFG)

New York, NY, United States
$90k - $137k; not specified; comprehensive health ...
Fully remote
Transactional regulatory reporting experience
Exception management and correction report submissions
Finra reporting facilities monitoring
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day

Job Summary

  • The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day.
  • The individual will play a critical role within regulatory operations to support daily business activities, primarily with exception management and correction report submissions to FINRA.
  • The typical base pay range for this role is between $90K - $137K depending on job-related knowledge, skills, experience and location.

Matching Summary

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day.

Salary

$90K - $137K; Not specified; comprehensive health and wellness benefits, retirement plans, educational assistance

Skills & Requirements

Must-have

  • Transactional regulatory reporting experience
  • Exception management and correction report submissions
  • FINRA reporting facilities monitoring
  • Equity and fixed income reporting obligations
  • Daily reconciliations for TRACE, CAT, CAIS

Nice-to-have

  • Proactive mindset for issue spotting
  • Collaborate with cross-functional teams
  • Positive and collaborative work environment
  • Investing in talent and technologies

Key Requirements

  • 3+ years of transactional regulatory reporting experience
  • Experience with nTier software is a plus
  • Experience with Microsoft suite, Bloomberg, Broadridge systems

Work Rights

Not specified

Tailored Resume

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