Avp - Securities Regulatory Reporting (15c3-1 And 15c3-3)
Mizuho
Base: $91,000 - $125,000; bonus/equity: not specif...
Hybrid
Experience in regulatory reporting
Proficient in microsoft excel
Familiarity with axiom software
Mizuho is seeking an AVP for Securities Regulatory Reporting with expertise in accounting and finance to manage securities regulatory reporting, specifically focusing on futures. The role requires proficiency in regulatory reporting, data management, and collaboration across teams, with a hybrid work model offered
Job Summary
In this position, you will leverage your background in accounting and finance to be responsible for securities regulatory reporting with a specific focus on futures.
You will prepare daily 15c3-1 net capital computations and monthly regulatory reports, ensuring compliance with new regulatory requirements.
Mizuho offers a competitive total rewards package, including a generous employee benefits package and eligibility for a discretionary bonus.
Matching Summary
Match Score: 85
Mizuho is seeking an AVP for Securities Regulatory Reporting with expertise in accounting and finance to manage securities regulatory reporting, specifically focusing on futures. The role requires proficiency in regulatory reporting, data management, and collaboration across teams, with a hybrid work model offered.
Salary
Base: $91,000 - $125,000; Bonus/Equity: Not specified; Benefits: Medical, Dental and 401K plans
Skills & Requirements
Must-have
experience in regulatory reporting
proficient in Microsoft Excel
familiarity with Axiom software
Nice-to-have
DataIku or Alteryx experience
strong analytical skills
ability to coordinate with multiple groups
Key Requirements
Bachelor's degree in Accounting or Finance preferred
Series 27 must be obtained prior or after employment
regulatory or accounting experience in the financial industry