Regulatory Compliance Advisory, Avp

State Street UK

Mumbai, India
On-site
Manage compliance risk management program
Interact with regional and global compliance stakeholders
Identify regulatory risks
This position is to oversee and manage the Compliance Risk Management Program as it applies to the Entity and its India branches

Job Summary

  • This position is to oversee and manage the Compliance Risk Management Program as it applies to the Entity and its India branches.
  • The candidate will interact and engage with regional and global Compliance stakeholders AND Legal Entity leadership team.
  • The candidate will perform the risk assessments, testing and monitoring exercises as required by Compliance Risk Management Program.

Matching Summary

This position is to oversee and manage the Compliance Risk Management Program as it applies to the Entity and its India branches.

Skills & Requirements

Must-have

  • manage Compliance Risk Management Program
  • interact with regional and global Compliance stakeholders
  • identify regulatory risks
  • evaluate controls effectiveness
  • monitor for changes in external environment

Nice-to-have

  • foster healthy compliance culture
  • model ethical behavior and decision making
  • adapt focus on different compliance issues

Key Requirements

  • 12-15 years’ overall experience
  • proven experience managing senior global and local stakeholders
  • prior experience in identifying regulatory risks
  • prior experience evaluating control design and effectiveness

Work Rights

Not specified

Tailored Resume

Cover Letter