Execute compliance monitoring and testing activities
Support regulatory exams and internal audits
Maintain accurate compliance records and documentation
Invesco UK is seeking a Compliance Officer for their Downers Grove, Illinois location to oversee compliance monitoring and reporting for their ETFs. The role requires 1-3 years of relevant experience and offers a hybrid work schedule along with comprehensive benefits
Job Summary
This role contributes to the effective execution of compliance monitoring, testing, and regulatory support for Invesco's 1940 Act ETFs.
Employees benefit from a hybrid work schedule, flexible paid time off, and a 401(K) matching program up to 6%.
The position requires advising partners on policy interpretation and assisting with responses to regulatory inquiries and internal audits.
Matching Summary
Match Score: 85
Invesco UK is seeking a Compliance Officer for their Downers Grove, Illinois location to oversee compliance monitoring and reporting for their ETFs. The role requires 1-3 years of relevant experience and offers a hybrid work schedule along with comprehensive benefits.
Salary
Base: $70,000 - $85,000/year; Bonus/Equity: Incentive pay included; Benefits: Comprehensive compensation package with 401(K) match
Skills & Requirements
Must-have
Execute compliance monitoring and testing activities
Support regulatory exams and internal audits
Maintain accurate compliance records and documentation
Nice-to-have
Detail-oriented compliance professional
Strong communication and teamwork skills
Experience with technology and data analysis initiatives
Key Requirements
Bachelor's degree in finance or related field
1-3 years of investment compliance or ETF experience
Knowledge of domestic and international securities laws including 1940 Act
FINRA Series 7/63/65 or Compliance Officer exam preferred