Brokerage Registered Client Service Associate

Truist Bank

Brentwood, TN, United States
On-site
Client servicing and support
Administrative and operational support
Financial plan preparation
Truist Bank is seeking a Brokerage Registered Client Service Associate for its Brentwood, TN location. This in-office role focuses on providing essential administrative and operational support to Financial Advisors, enhancing client servicing, and maximizing sales opportunities

Job Summary

  • Responsible for the general servicing and support of the Financial Advisors, including administrative and operational support.
  • Assist Financial Advisors in servicing clients by preparing financial plans, conducting investment research, and completing client trades and transactions.
  • Provide operational guidance to Financial Advisors and ensure new business paperwork is accurately submitted, mitigating risk through appropriate authentication standards.

Matching Summary

Match Score: 85

Truist Bank is seeking a Brokerage Registered Client Service Associate for its Brentwood, TN location. This in-office role focuses on providing essential administrative and operational support to Financial Advisors, enhancing client servicing, and maximizing sales opportunities.

Skills & Requirements

Must-have

  • Client servicing and support
  • Administrative and operational support
  • Financial plan preparation
  • Investment research and trading
  • SalesForce data entry
  • Risk mitigation through authentication

Nice-to-have

  • Professional environment creation
  • Positive client impression
  • Coordination with Financial Advisor
  • Maximizing sales opportunities

Key Requirements

  • Bachelor's degree or equivalent experience
  • Securities industry or sales assistant experience
  • Knowledge of securities markets and brokerage accounts
  • Knowledge of annuity product features
  • FINRA SIE, Series 7, and Series 66 licenses (or ability to obtain within 365 days)
  • Exceptional telephone and communication skills
  • Effective time management
  • Ability to work in a self-directed fashion
  • Proficiency in Microsoft Office

Work Rights

Not specified

Tailored Resume

Cover Letter