Director, Supervision Technology Enablement

Vanguard UK

Hybrid
10+ years financial services experience
5+ years technology enablement leadership
Broker-dealer supervision frameworks knowledge
The role involves leading the end-to-end design and execution of a comprehensive supervision technology roadmap including case management and surveillance tools

Job Summary

  • The role involves leading the end-to-end design and execution of a comprehensive supervision technology roadmap including case management and surveillance tools.
  • Candidates must possess deep expertise in broker-dealer supervision and risk management frameworks to translate supervisory requirements into scalable digital solutions.
  • Vanguard fosters a mission-driven culture focused on long-term client wellbeing through hybrid working models that balance flexibility with collaboration.

Matching Summary

The role involves leading the end-to-end design and execution of a comprehensive supervision technology roadmap including case management and surveillance tools.

Skills & Requirements

Must-have

  • 10+ years financial services experience
  • 5+ years technology enablement leadership
  • Broker-dealer supervision frameworks knowledge
  • Regulatory compliance FINRA 3110/3120/3130
  • Data pipeline and dashboard integration
  • Cross-functional team mentorship and development

Nice-to-have

  • Culture of innovation and continuous improvement
  • User-centric digital solution design
  • Strong stakeholder engagement skills
  • Advanced degree in technology or business
  • Experience with workflow automation tools

Key Requirements

  • Bachelor's degree required; advanced degree preferred
  • 10+ years financial services experience
  • 5+ years in technology enablement or digital transformation
  • Proven experience in regulated environments
  • Not eligible for visa sponsorship

Work Rights

Must have UK work authorization

Tailored Resume

Cover Letter