Job Summary

• The Operations Associate is responsible for supporting the daily activities of the Operations Department and providing operational and client service support to registered representatives and internal stakeholders.
• This role assists with brokerage account servicing, transaction processing, regulatory documentation, and operational controls to ensure efficient and compliant business operations.
• We offer a comprehensive benefits package for employees and their families including medical and dental plan; 401k plan including company matching; firm funded life and disability insurance.

Matching Summary

Salary

Base: $28.85 - $36.06 (~$60,000 - $75,000 annualized); Bonus/Equity: Not specified; Benefits: Medical and dental plan; 401k plan including company matching; firm funded life and disability insurance

Skills & Requirements

Key Requirements

• High School Diploma or equivalent GED
• Bachelor's degree preferred
• 2-5 years brokerage operations experience
• Prior broker-dealer experience required
• FINRA Series 99 preferred

Work Rights