Compliance Analyst - Fcm (futures Commission Merchant)

CM Group

New York, NY, United States
Base: $73,300-$122,100; bonus/equity: annual targe...
Futures commission merchant compliance
Regulatory guidance implementation
Transaction monitoring and resolution
Join the Governance, Risk, and Compliance (GRC) team, a dynamic, high-impact group committed to maintaining the integrity and stability of global financial markets

Job Summary

  • Join the Governance, Risk, and Compliance (GRC) team, a dynamic, high-impact group committed to maintaining the integrity and stability of global financial markets.
  • As a Compliance Analyst, you will execute key compliance functions including monitoring customer risk, reviewing transaction alerts, and supporting new product rollouts.
  • CME Group offers a competitive salary, comprehensive benefits, and a supportive environment fostering continuous learning and inclusivity.

Matching Summary

Join the Governance, Risk, and Compliance (GRC) team, a dynamic, high-impact group committed to maintaining the integrity and stability of global financial markets.

Salary

Base: $73,300-$122,100; Bonus/Equity: Annual target bonus and broad-based equity program; Benefits: Comprehensive health, retirement, education reimbursement, paid time off, mental health benefits

Skills & Requirements

Must-have

  • Futures Commission Merchant compliance
  • Regulatory guidance implementation
  • Transaction monitoring and resolution
  • Policy and procedure maintenance
  • Regulatory inquiry coordination

Nice-to-have

  • Cross-functional team collaboration
  • Strong interpersonal skills
  • Independent time management
  • Continuous learning environment
  • Inclusive culture

Key Requirements

  • Bachelor's degree in Finance, Business, or Law
  • 1-3 years FCM regulatory or compliance experience
  • Knowledge of Commodity Exchange Act and CFTC Regulations
  • Strong written and oral communication skills

Work Rights

Not specified

Tailored Resume

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