Financial Advisor Manager - Princeton, Nj

TD

Princeton, New Jersey, United States of America
Base: $115,440 - $173,160 usd; bonus/equity: varia...
Direct supervision of financial advisors team
Recruiting and onboarding new advisors
Mass affluent product sales expertise
The Financial Advisor Manager is responsible for the direct management, hiring, and performance supervision of a team of Financial Advisors in an assigned market

Job Summary

  • The Financial Advisor Manager is responsible for the direct management, hiring, and performance supervision of a team of Financial Advisors in an assigned market.
  • Key objectives include driving Mass Affluent product sales, managing Wealth & brokerage referrals, and ensuring strict adherence to regulatory guidelines.
  • TD offers a competitive compensation package including base salary, variable incentives, health benefits, and extensive career development opportunities.

Matching Summary

The Financial Advisor Manager is responsible for the direct management, hiring, and performance supervision of a team of Financial Advisors in an assigned market.

Salary

Base: $115,440 - $173,160 USD; Bonus/Equity: Variable compensation/incentive awards eligible; Benefits: Health, savings, retirement, PTO included

Skills & Requirements

Must-have

  • Direct supervision of Financial Advisors team
  • Recruiting and onboarding new advisors
  • Mass affluent product sales expertise
  • Regulatory compliance with FINRA guidelines
  • Territory management and business development

Nice-to-have

  • Strong relationship building with retail partners
  • Experience in complex financial analysis
  • Ability to travel extensively within territory
  • Proven track record in wealth management sales

Key Requirements

  • Bachelor's degree required
  • 7-10+ years related experience
  • Life/Health, Series 65, 7, and 24 licenses
  • Valid driver's license required
  • Eligible for FINRA registration

Work Rights

Must be eligible for employment under FINRA standards

Tailored Resume

Cover Letter