Regulatory Compliance Senior Associate

London Stock Exchange Group

London, United Kingdom
On-site
Regulatory advisory team
Communication with regulators
Handling regulatory applications
The Regulatory Compliance Senior Associate will support the Regulatory Advisory team, acting as the primary communication channel between businesses and regulators, handling applications and managing information requests

Job Summary

  • The Regulatory Compliance Senior Associate will support the Regulatory Advisory team, acting as the primary communication channel between businesses and regulators, handling applications and managing information requests.
  • Key responsibilities include assisting with regulatory exams and submissions, developing GRC systems, providing compliance advice, and collaborating on monitoring frameworks for regulations like EMIR.
  • The role offers a chance to work within a dynamic organization focused on driving financial stability and enabling sustainable growth, with a commitment to integrity, partnership, excellence, and change.

Matching Summary

The Regulatory Compliance Senior Associate will support the Regulatory Advisory team, acting as the primary communication channel between businesses and regulators, handling applications and managing information requests.

Skills & Requirements

Must-have

  • Regulatory Advisory team
  • communication with regulators
  • handling regulatory applications
  • managing regulatory requests
  • providing compliance advice
  • monitoring regulatory developments

Nice-to-have

  • risk-based lens
  • critical thinking
  • innovative process improvement
  • collaboration with colleagues

Key Requirements

  • Experience in compliance, legal, audit, or post-trade operations
  • Understanding of regulatory issues in market infrastructure or wholesale financial services
  • Knowledge of Central Counterparty Clearing regulations is an advantage

Work Rights

Not specified

Tailored Resume

Cover Letter