Division Supervision Manager

Raymond James

Hybrid
Supervisory functions oversight
Risk mitigation and policy enforcement
Experience in financial services industry
The Division Supervision Manager ensures a controlled environment by adhering to business ethics and relevant laws

Job Summary

  • The Division Supervision Manager ensures a controlled environment by adhering to business ethics and relevant laws.
  • They partner with advisors and management to address various business needs and risks.
  • The role involves regular communication and education on processes and policies to promote risk awareness.

Matching Summary

The Division Supervision Manager ensures a controlled environment by adhering to business ethics and relevant laws.

Skills & Requirements

Must-have

  • supervisory functions oversight
  • risk mitigation and policy enforcement
  • experience in financial services industry

Nice-to-have

  • high level of customer service
  • ability to work independently
  • commitment to compliance and ethics

Key Requirements

  • Bachelor's degree in related field
  • minimum of eight years of experience
  • appropriate series licenses required

Work Rights

Not specified

Tailored Resume

Cover Letter