Job Summary

• The Trade Surveillance Manager will lead and enhance the firm’s trade surveillance framework within a UK-regulated brokerage environment, ensuring surveillance controls evolve in line with emerging risks.
• The role requires strong product knowledge, risk assessment capability, and experience implementing surveillance controls for new asset classes and trading activities.
• The successful candidate will oversee a team of four analysts and ensure compliance with regulatory expectations set by the Financial Conduct Authority (FCA) under the UK Market Abuse Regulation (UK MAR), MiFID II, and related regulatory frameworks.

Matching Summary

Skills & Requirements

Key Requirements

• Relevant experience in financial services
• Brokerage experience preferable
• In-depth knowledge of MAR, STORs
• Experience with regulators
• Internal investigations experience

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