Trade Operations Support Specialist

TD Bank

Hartford, Connecticut, United States of America
Base: $72,280 - $108,160 usd; bonus/equity: eligib...
Reviewing and releasing flagged live orders
Executing trades accurately in netx360
Managing brokerage trade corrections
The Trade Operations Support Specialist is responsible for reviewing flagged live orders, executing trades, and filing required regulatory reports

Job Summary

  • The Trade Operations Support Specialist is responsible for reviewing flagged live orders, executing trades, and filing required regulatory reports.
  • TD offers competitive compensation ranging from $72,280 to $108,160 USD along with comprehensive benefits including health, savings, and retirement programs.
  • Candidates must have at least 3 years of industry experience and be eligible for employment under FINRA standards.

Matching Summary

The Trade Operations Support Specialist is responsible for reviewing flagged live orders, executing trades, and filing required regulatory reports.

Salary

Base: $72,280 - $108,160 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, well-being, savings, retirement, PTO, banking discounts

Skills & Requirements

Must-have

  • Reviewing and releasing flagged live orders
  • Executing trades accurately in NetX360
  • Managing brokerage trade corrections
  • Responding to debt margin issues
  • Ensuring compliance with FINRA regulations

Nice-to-have

  • Proactive support for financial advisors
  • Experience with complex block trades
  • Strong problem-solving skills for trade errors
  • Ability to work in a fast-paced environment

Key Requirements

  • Series 7 and Series 24 licenses
  • OCC certification eligibility
  • 3+ years of industry experience
  • Undergraduate degree preferred
  • Pass criminal background and credit checks

Work Rights

Must be eligible for employment under FINRA standards

Tailored Resume

Cover Letter