Not specified; not specified; benefits include med...
Onsite
Pre-trade and post-trade compliance monitoring
Investigate automated compliance alerts
Client mandate interpretation and coding
Franklin Templeton is seeking a Compliance Business Analyst to join their Investment Compliance team, responsible for ensuring adherence to regulatory requirements and client mandates. The ideal candidate should possess a background in investment compliance, strong analytical skills, and a proficiency in compliance platforms
Job Summary
The role involves ensuring portfolios adhere to regulatory requirements, client mandates, and internal policies through comprehensive pre-trade and post-trade monitoring.
Candidates will partner with global stakeholders to support client onboarding, maintain restricted securities lists, and prepare necessary certifications and reporting.
Franklin Templeton offers a welcoming culture with extensive benefits including medical insurance for dependents, educational assistance, and onsite fitness facilities.
Matching Summary
Match Score: 85
Franklin Templeton is seeking a Compliance Business Analyst to join their Investment Compliance team, responsible for ensuring adherence to regulatory requirements and client mandates. The ideal candidate should possess a background in investment compliance, strong analytical skills, and a proficiency in compliance platforms.
Salary
Not specified; Not specified; Benefits include medical, life, personal accident insurance, ESIP, and 12 weeks paternity leave
Skills & Requirements
Must-have
Pre-trade and post-trade compliance monitoring
Investigate automated compliance alerts
Client mandate interpretation and coding
Restricted securities list maintenance
Advanced Microsoft Excel proficiency
Nice-to-have
Process improvement and automation initiatives
Strong analytical thinking and problem-solving
Ability to engage global stakeholders
Experience with Charles River or Aladdin platforms
High attention to detail in fast-paced environment
Key Requirements
MBA in Finance or equivalent academic excellence
2–5 years of experience in investment compliance
CFA Level I/II, FRM, or CA (Inter) certification preferred