Compliance Officer (analyst) - Global Control Room Portfolio Management (ny)

TD

New York, NY, United States
Base: $75,000 - $95,000 usd; bonus/equity: not spe...
Global control room portfolio management
Regulatory compliance and risk management
Project and change management
TD Securities is seeking an experienced Compliance Officer to support the Global Control Room with portfolio management of regulatory initiatives, audits, and program enhancements

Job Summary

  • TD Securities is seeking an experienced Compliance Officer to support the Global Control Room with portfolio management of regulatory initiatives, audits, and program enhancements.
  • The role offers growth opportunities, skill development, and a comprehensive Total Rewards package including salary, incentives, and benefits.
  • TD fosters a respectful workplace valuing diverse perspectives and provides training, onboarding, and career development support to help colleagues succeed.

Matching Summary

TD Securities is seeking an experienced Compliance Officer to support the Global Control Room with portfolio management of regulatory initiatives, audits, and program enhancements.

Salary

Base: $75,000 - $95,000 USD; Bonus/Equity: Not specified; Benefits: Health, retirement, paid time off, career development

Skills & Requirements

Must-have

  • Global Control Room portfolio management
  • Regulatory compliance and risk management
  • Project and change management
  • Stakeholder management and collaboration
  • Regulatory remediation efforts
  • Data visualization tools experience
  • Advanced Excel skills

Nice-to-have

  • Strategic thinking and judgement
  • Strong verbal and written communication
  • Ability to work in fast-paced environment
  • Governance and control environment promotion
  • Compliance culture support
  • Ability to manage multiple priorities
  • Mentoring and coaching skills

Key Requirements

  • Bachelor's degree required; JD or MBA preferred
  • Minimum 3+ years overall work experience
  • At least 2+ years relevant banking/finance experience
  • In-depth knowledge of applicable laws and regulations
  • Experience with regulatory remediation and risk mitigation
  • Strong organizational and analytical skills
  • Experience with Microsoft Office and data tools
  • Ability to travel including overnight trips

Work Rights

Not specified

Tailored Resume

Cover Letter