Regulatory Program Owner, Cash App Investing

Block

San Francisco, CA, United States
Zone a: $129,000 - $193,600; zone b: $119,900 - $1...
On-site
Finra series 7 and 24 registrations
Broker-dealer compliance experience
Ai-first mindset and tool proficiency

Salary

Zone A: $129,000 - $193,600; Zone B: $119,900 - $179,900; Zone C: $113,600 - $170,400; Zone D: $103,200 - $154,800

Skills & Requirements

Must-have

  • FINRA Series 7 and 24 registrations
  • Broker-dealer compliance experience
  • AI-first mindset and tool proficiency
  • FINRA Rule 2210 communications supervision
  • Regulatory examination response support

Nice-to-have

  • Experience with Smarsh surveillance platforms
  • Strong written communication skills
  • Bias toward experimentation and curiosity
  • Cross-functional collaboration abilities

Key Requirements

  • 5+ years broker-dealer compliance experience
  • Active FINRA Series 7, 24, and 63 licenses
  • Proficiency with generative AI tools
  • Direct experience with FINRA/SEC examinations
  • Ability to obtain licenses within 120 days if not active

Work Rights

Not specified

Tailored Resume

Cover Letter