New Accounts Application Processing Analyst

Interactive Brokers

Chicago, IL, United States
Base: $65,000 to $75,000 annually; bonus/equity: a...
On-site
Aml and kyc regulatory compliance
Review client application documentation
Cross-reference multiple databases
Daily processing of institutional and retail client applications, including reviewing documentation and ensuring regulatory compliance

Job Summary

  • Daily processing of institutional and retail client applications, including reviewing documentation and ensuring regulatory compliance.
  • Collaborate with cross-functional teams to assist with account approval and maintenance, following regulatory requirements and internal policies.
  • Interactive Brokers offers a competitive salary, annual performance-based bonus, stock grant, overtime pay, 401(k) with match, and comprehensive health and wellness benefits.

Matching Summary

Daily processing of institutional and retail client applications, including reviewing documentation and ensuring regulatory compliance.

Salary

Base: $65,000 to $75,000 annually; Bonus/Equity: annual performance-based bonus and stock grant; Benefits: health care, tuition reimbursement, and more

Skills & Requirements

Must-have

  • AML and KYC regulatory compliance
  • Review client application documentation
  • Cross-reference multiple databases

Nice-to-have

  • Analytical and methodical approach
  • Self-motivated and proactive
  • Team player with attention to detail

Key Requirements

  • Bachelor's Degree
  • FINRA Series 7, 6, 63
  • Proficient MS Office, advanced Excel
  • Excellent communication skills

Work Rights

Not specified

Sponsorship: available

Tailored Resume

Cover Letter