SMBC Global Foundation Inc. is seeking a Head of Compliance Risk Assessment to lead their firm-wide Compliance Risk Assessment program. The ideal candidate will have extensive experience in compliance risk management, a deep understanding of regulatory requirements, and strong leadership skills
Job Summary
The Executive Director will lead the firm-wide Compliance Risk Assessment (CRA) program, ensuring robust design, execution, and continuous enhancement of the CRA framework and methodology.
The individual will support development of Annual Compliance Plan leveraging the risk assessment results and work with stakeholders within Compliance and First Line of Defense Teams to uplift control design and frameworks.
SMBC offers a competitive portfolio of benefits to its employees, in addition to cash compensation and an annual discretionary incentive award.
Matching Summary
Match Score: 85
SMBC Global Foundation Inc. is seeking a Head of Compliance Risk Assessment to lead their firm-wide Compliance Risk Assessment program. The ideal candidate will have extensive experience in compliance risk management, a deep understanding of regulatory requirements, and strong leadership skills.
Salary
Base: $248,000.00 - $285,000.00; Bonus/Equity: Eligible for annual discretionary incentive award; Benefits: Competitive portfolio of benefits
Skills & Requirements
Must-have
Compliance Risk Assessment framework design
Enterprise-wide risk assessments
Financial services industry knowledge
Regulatory expectations alignment
Data analytics for risk metrics
Nice-to-have
Strategic advisor to senior leadership
Culture of excellence and accountability
Automation and data analytics initiatives
Key Requirements
15+ years specialized experience in Financial Services
8-10 years compliance experience
10+ years management experience preferred
BA/BS in a relevant discipline or equivalent experience