Vice President, 1940 Act Compliance

BlackRock

San Francisco, CA, USA
Base: usd$150,000.00 - usd$194,000.00; bonus/equit...
4d onsite
6-10 years investment management experience
Investment company act of 1940 knowledge
Develop policies and procedures testing programs
The role involves overseeing the compliance program for BlackRock's US registered product line up including ETFs and mutual funds

Job Summary

  • The role involves overseeing the compliance program for BlackRock's US registered product line up including ETFs and mutual funds.
  • Candidates must have 6-10 years of relevant experience from a legal and compliance department of a leading investment management organization.
  • Employees are eligible for an annual discretionary bonus and benefits including healthcare, leave benefits, and retirement benefits.

Matching Summary

The role involves overseeing the compliance program for BlackRock's US registered product line up including ETFs and mutual funds.

Salary

Base: USD$150,000.00 - USD$194,000.00; Bonus/Equity: Annual discretionary bonus; Benefits: Healthcare, leave benefits, retirement plan

Skills & Requirements

Must-have

  • 6-10 years investment management experience
  • Investment Company Act of 1940 knowledge
  • Develop policies and procedures testing programs
  • Collaborate with product development teams
  • Implement controls for investment professionals

Nice-to-have

  • Experience with digital assets and tokenization
  • Strong analytical and communication skills
  • Ability to work autonomously in fast-paced environment
  • Familiarity with compliance software applications
  • Law degree or MBA preferred

Key Requirements

  • Bachelor's degree required
  • 6-10 years relevant experience
  • Experience with Investment Company Act of 1940
  • Working knowledge of digital assets preferred

Work Rights

Not specified

Tailored Resume

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