Senior Audit Group Manager (us) - Consumer Compliance

TD Ameritrade

Mount Laurel, New Jersey, United States of America
Base: $119,110 - $193,550 usd; bonus/equity: eligi...
Not specified
10+ years of relevant audit experience
Undergraduate degree required
People management leadership skills
TD Ameritrade is seeking a Senior Audit Group Manager in Mount Laurel, New Jersey, to lead and develop a team of audit professionals, overseeing complex audits and providing strategic guidance. The ideal candidate will possess extensive experience in consumer compliance and regulatory knowledge, ideally with certifications such as CRCM or CIA

Job Summary

  • The Senior Audit Group Manager leads a diverse team of audit professionals responsible for overseeing complex consumer compliance audits and projects.
  • This role serves as a strategic advisor to the leadership team, providing thought leadership on emerging trends and operational efficiencies within the audit function.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and extensive career development opportunities.

Matching Summary

Match Score: 85

TD Ameritrade is seeking a Senior Audit Group Manager in Mount Laurel, New Jersey, to lead and develop a team of audit professionals, overseeing complex audits and providing strategic guidance. The ideal candidate will possess extensive experience in consumer compliance and regulatory knowledge, ideally with certifications such as CRCM or CIA.

Salary

Base: $119,110 - $193,550 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, banking discounts

Skills & Requirements

Must-have

  • 10+ years of relevant audit experience
  • Undergraduate degree required
  • People management leadership skills
  • Consumer compliance knowledge
  • Strategic audit planning execution

Nice-to-have

  • CRCM or CIA certification preferred
  • Experience with OCC/FINRA/SEC examiners
  • Deep industry and enterprise knowledge
  • Ability to foster innovation culture
  • Strong stakeholder relationship management

Key Requirements

  • Undergraduate degree
  • 10+ years relevant experience
  • Consumer compliance experience
  • Regulatory knowledge (OCC/FINRA/SEC/CFPB/FED/FDIC)
  • CRCM or CIA certification preferred

Work Rights

Not specified

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