Enhanced Due Diligence Senior Analyst

Interactive Brokers Group, Inc.

Chicago, IL, United States
Base: $75,000 to $85,000 annually; bonus/equity: d...
On-site
3+ years experience in broker dealer or fcm
Knowledge of bank secrecy act and usa patriot act
Experience with trade surveillance and capital markets
The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures

Job Summary

  • The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures.
  • Interactive Brokers is a global financial services company recognized as the #1 online broker for six consecutive years.
  • The position offers a competitive salary, annual performance-based bonus, stock grant, and comprehensive health benefits.

Matching Summary

The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures.

Salary

Base: $75,000 to $85,000 annually; Bonus/Equity: Discretionary cash bonus and stock award; Benefits: 401(k) match, health care, tuition reimbursement

Skills & Requirements

Must-have

  • 3+ years experience in Broker Dealer or FCM
  • Knowledge of Bank Secrecy Act and USA PATRIOT Act
  • Experience with trade surveillance and capital markets
  • Ability to write risk assessments and SARs

Nice-to-have

  • Self-motivated with minimal supervision
  • Excellent analytical and problem-solving skills
  • Outstanding organizational and time management skills
  • Strong verbal and written communication abilities

Key Requirements

  • Bachelor's degree in law, accounting, or data analytics
  • ACAMS, CFE, CFCS, Series 7, or FINRA licenses
  • Experience in internal audit, legal, or control functions
  • Hybrid work model requiring 4 days in office

Work Rights

Not specified

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