Compliance Analyst

DV Trading

Chicago, United States
Base: $70k - $85k; bonus/equity: discretionary bon...
On-site
Automated trade surveillance
Kyc requests processing
Drafting risk policies
DV Trading is a proprietary trading firm that provides liquidity to worldwide financial markets

Job Summary

  • DV Trading is a proprietary trading firm that provides liquidity to worldwide financial markets.
  • The Compliance Analyst will support both futures and equities trading businesses, including the broker-dealer DV Equities.
  • Key responsibilities include trade surveillance, onboarding new broker relationships, responding to KYC requests, drafting policies, and researching emerging regulations.

Matching Summary

DV Trading is a proprietary trading firm that provides liquidity to worldwide financial markets.

Salary

Base: $70K - $85K; Bonus/Equity: discretionary bonus eligibility; Benefits: Not specified

Skills & Requirements

Must-have

  • Automated trade surveillance
  • KYC requests processing
  • Drafting risk policies
  • Cryptocurrency regulation research
  • Microsoft Office proficiency

Nice-to-have

  • Fast-paced dynamic environment
  • Maintain composure under pressure
  • Discretion with sensitive information

Key Requirements

  • Bachelor's degree
  • 1+ year compliance/regulatory experience
  • Broker-dealer/proprietary trading experience desired

Work Rights

Not specified

Tailored Resume

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