The purpose of the role is to provide support within the Compliance division in its wide range of activities in Japan and other offices in Asia Pacific
Job Summary
The purpose of the role is to provide support within the Compliance division in its wide range of activities in Japan and other offices in Asia Pacific.
Key accountabilities include providing support to remedial actions and other ad-hoc compliance projects that will have firm wide impacts and may be cross-functional in nature.
The job requires working closely with the Global Regulatory Affairs and other governance functions (e.g., Risk Management, Internal Audit, Legal, Privacy, Finance, etc.) and the business units.
Matching Summary
The purpose of the role is to provide support within the Compliance division in its wide range of activities in Japan and other offices in Asia Pacific.
Skills & Requirements
Must-have
Capital Markets Compliance
Regulatory Information Requests
Compliance Control Risk Assessments
Monitoring Regulatory Circulars
Monitoring Staff Trading Activities
Nice-to-have
Relationship-oriented bank
Meaningful impact
Team members are valued
Creative and innovative skills
Key Requirements
Bachelor degree holders in finance, accounting or law
At least 4 years of working experience
High fluency in spoken and written English and Japanese