Base: $125,000 - $143,000 usd; bonus/equity: not s...
On-site
Finra registration processes
Broker-dealer environments
Regulatory excellence
As a Senior Consultant within our Capital Markets team, you will play a key role in delivering compliance registration initiatives for leading financial institutions
Job Summary
As a Senior Consultant within our Capital Markets team, you will play a key role in delivering compliance registration initiatives for leading financial institutions.
Support FINRA registration processes including onboarding, transfers, amendments, renewals, and terminations within broker-dealer environments.
We offer a competitive, people-first benefits package designed to support every aspect of your life.
Matching Summary
As a Senior Consultant within our Capital Markets team, you will play a key role in delivering compliance registration initiatives for leading financial institutions.
Salary
Base: $125,000 - $143,000 USD; Bonus/Equity: Not specified; Benefits: Medical, Dental, Vision coverage, 401(k) with employer match, Tuition reimbursement and wellness programs, Paid parental leave and dependent care support, Access to employee discount platforms and commuter benefits
Skills & Requirements
Must-have
FINRA registration processes
broker-dealer environments
regulatory excellence
business analysis activities
solution design for registration platforms
Nice-to-have
collaborative, flat, and entrepreneurial consulting culture
continuous learning, training, and industry certifications