First Vice President, Regulatory Compliance

UOB

Hong Kong, Hong Kong
Regulatory compliance advice
Handling regulatory inspections
Market conduct requirements
Deliver timely, expert compliance advice to Wholesale Banking Business which cover corporate lending, Global Markets and DCM activities

Job Summary

  • Deliver timely, expert compliance advice to Wholesale Banking Business which cover corporate lending, Global Markets and DCM activities.
  • Support global compliance integration, cross-border coordination, and alignment with Group-wide standards.
  • UOB is an equal opportunity employer and does not discriminate on the basis of non-merit factors.

Matching Summary

Deliver timely, expert compliance advice to Wholesale Banking Business which cover corporate lending, Global Markets and DCM activities.

Skills & Requirements

Must-have

  • Regulatory compliance advice
  • Handling regulatory inspections
  • Market conduct requirements
  • Compliance policy drafting
  • Compliance risk assessments
  • Global Markets knowledge

Nice-to-have

  • Strong communication skills
  • Cross-border coordination
  • Strategic compliance initiatives

Key Requirements

  • Bachelor’s degree in related discipline
  • Minimum 10 years regulatory compliance experience
  • ECF on Compliance accredited by HKIB
  • Experience with HK regulatory requirements
  • Proven regulatory engagement experience

Work Rights

Not specified

Tailored Resume

Cover Letter