Compliance Quality Assurance Manager (us)

TD Bank

Charlotte, North Carolina, United States of America
Base: $86,840 - $139,360 usd; bonus/equity: not sp...
Hybrid
Compliance risk management
Quality assurance reviews
Process improvement recommendations
TD Bank US Compliance is on a mission to build a more resilient and scalable compliance risk management function, driving innovation and creating a culture of compliance

Job Summary

  • TD Bank US Compliance is on a mission to build a more resilient and scalable compliance risk management function, driving innovation and creating a culture of compliance.
  • The Compliance Quality Assurance team provides independent quality assurance of compliance risk through reviews, assessing adherence to policies and standards.
  • This role offers opportunities for growth, skill development, and making a tangible impact in reshaping compliance structures and processes.

Matching Summary

TD Bank US Compliance is on a mission to build a more resilient and scalable compliance risk management function, driving innovation and creating a culture of compliance.

Salary

Base: $86,840 - $139,360 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Compliance risk management
  • Quality assurance reviews
  • Process improvement recommendations
  • Adherence to internal policies
  • Risk Owner and Oversight functions

Nice-to-have

  • Strategic guidance
  • Future-focused compliance program
  • Culture of compliance
  • Meaningful process improvements
  • Resilient and scalable function

Key Requirements

  • 7+ years of experience
  • 8+ years internal audit, testing, or QA experience
  • Undergraduate degree or equivalent work experience
  • Knowledge of financial institution laws/regulations
  • Expertise in policy, change management, project management

Work Rights

Not specified

Tailored Resume

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