Principal Associate, Capital Markets & Risk - Sox

Capital One

McLean, VA, USA
Mclean, va: $131,300 - $149,800; richmond, va: $11...
Risk management and controls process
Sarbanes-oxley (sox)
Financial reporting environment
The Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management (FRM) focuses on delivering top-quality external reporting risk advisory services, leveraging a detailed understanding of risk management and controls

Job Summary

  • The Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management (FRM) focuses on delivering top-quality external reporting risk advisory services, leveraging a detailed understanding of risk management and controls.
  • Responsibilities include leading lines of business through risk management processes, liaising between stakeholders, and supporting technology and business transformation.
  • The role offers competitive compensation including base salary, performance-based incentives, and a comprehensive benefits package.

Matching Summary

The Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management (FRM) focuses on delivering top-quality external reporting risk advisory services, leveraging a detailed understanding of risk management and controls.

Salary

McLean, VA: $131,300 - $149,800; Richmond, VA: $119,400 - $136,200; Bonus/Equity: performance based incentive compensation; Benefits: comprehensive, competitive, and inclusive set of health, financial and other benefits

Skills & Requirements

Must-have

  • risk management and controls process
  • Sarbanes-Oxley (SOX)
  • financial reporting environment
  • control design and testing
  • deficiency analysis and reporting

Nice-to-have

  • collaborative environment
  • self-starter
  • highly motivated professional
  • technology and business transformation

Key Requirements

  • Bachelor's Degree or military experience
  • At least 3 years of experience in Accounting, Financial Reporting, Internal Controls, Audit, or a combination
  • At least 3 years of experience in Auditing and Control Evaluations
  • At least 3 years of experience in SOX controls
  • CPA, CIA, CISA, or equivalent certification

Work Rights

Not specified

Tailored Resume

Cover Letter