Senior Compliance Consultant - Capital Markets, Commercial And Investment Banking, Institutional B/d And Asset Management (hybrid - Metro Nyc Or Buffalo, Ny)
M&T Bank
New York, New York, United States of America
$109,300.00 - $182,100.00 annual (usd) py
Capital markets compliance
Commercial banking compliance
Investment banking compliance
Complete Compliance Risk Management activities throughout the enterprise for their assigned area of responsibility
Job Summary
Complete Compliance Risk Management activities throughout the enterprise for their assigned area of responsibility.
Provide compliance oversight, support and guidance for Capital Markets, Commercial Banking, Institutional Broker-Dealer, Investment Banking, FOREX, and Derivatives products and personnel.
Interact with and assist in oversight of state, federal, domestic and possibly international regulatory relationships and examinations.
Matching Summary
Complete Compliance Risk Management activities throughout the enterprise for their assigned area of responsibility.
Salary
$109,300.00 - $182,100.00 Annual (USD)
Skills & Requirements
Must-have
Capital Markets compliance
Commercial Banking compliance
Investment Banking compliance
Institutional Broker-Dealer oversight
FOREX and Derivatives products
Regulatory development implementation
Employee conduct and supervisory framework
Nice-to-have
Fiduciary standards
Credible challenge
Risk mitigation strategies
Diversity and inclusion
Key Requirements
6 years' experience in compliance, legal, audit or risk
Bachelor's Degree in related field
Working knowledge of relevant regulations
Experience providing guidance and credible challenge