The role involves reshaping compliance structures and processes while driving innovation in a start-up-like environment within TD Bank US Compliance
Job Summary
The role involves reshaping compliance structures and processes while driving innovation in a start-up-like environment within TD Bank US Compliance.
Primary responsibilities include analyzing new laws, developing detailed summaries, and overseeing the implementation of regulatory changes across US Wealth business lines.
Candidates will have the opportunity to build a culture of compliance from the ground up while collaborating with enthusiastic colleagues dedicated to setting industry standards.
Matching Summary
The role involves reshaping compliance structures and processes while driving innovation in a start-up-like environment within TD Bank US Compliance.
Salary
Base: $72,280 - $117,520 USD annually; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, savings, retirement, PTO, and banking discounts included
Skills & Requirements
Must-have
5+ years of compliance experience
Regulatory breakdown and assignment skills
Wealth management regulatory knowledge
Policy and procedure development
Risk assessment and remediation oversight
Nice-to-have
Entrepreneurial mindset in fast-paced setting
Experience with PowerBI and Tableau
Knowledge of state insurance regulations
Ability to work independently with ambiguity
Background in securities regulatory requirements
Key Requirements
Undergraduate degree or equivalent work experience
5+ years of experience in Financial Services compliance
Experience with regulatory breakdown and assignment
Knowledge of banking regulations and consumer protection laws