Lead Specialist, Investment Compliance Centre Of Excellence (ic Coe)

AIA Group

Cyberjaya, Malaysia
Post trade compliance monitoring
Bloomberg modules
Aladdin compliance dashboard
Responsible for ensuring compliance in the execution of investment activities through second line investment compliance monitoring activities

Job Summary

  • Responsible for ensuring compliance in the execution of investment activities through second line investment compliance monitoring activities.
  • Develop and maintain second line trade oversight and market abuse monitoring, investigate and report breaches to ensure timely rectification.
  • Administer the Personal Dealing Standard/policy and perform monitoring and assurance activities based on the annual Investment Compliance Plan.

Matching Summary

Responsible for ensuring compliance in the execution of investment activities through second line investment compliance monitoring activities.

Skills & Requirements

Must-have

  • Post trade compliance monitoring
  • Bloomberg modules
  • Aladdin Compliance dashboard
  • Market abuse monitoring
  • Personal Dealing compliance monitoring
  • Investment Compliance Plan execution

Nice-to-have

  • Healthier, Longer, Better Lives ambition
  • Inspiring and supportive leaders
  • Consultative approach
  • Technology savvy and detail oriented

Key Requirements

  • Minimum 10 years’ experience in investment compliance
  • Degree holder in Accounting, Finance, Economics or Business Management
  • Solid understanding of financial instruments especially derivatives
  • Strong knowledge of regulatory environment (MAS, UCITs, HK SFC, FATCA etc)
  • Knowledge of investment compliance framework, processes and systems
  • Fluency in English

Work Rights

Not specified

Tailored Resume

Cover Letter