Broker Dealer Operations Associate - Americas

bernstein-network.de

Nashville, Tennessee, United States
Margin regulatory reporting
Cash and treasury management
Acats request processing

Skills & Requirements

Must-have

  • Margin regulatory reporting
  • Cash and treasury management
  • ACATS request processing
  • Anti-money laundering reviews
  • SOX and FINRA audit liaison
  • Broadridge BPO oversight

Nice-to-have

  • Strong written and oral communication
  • Analytical skills
  • Service oriented mindset
  • Multi-tasking capabilities

Key Requirements

  • Bachelor's degree required
  • Series 99 or Series 7 license (to be obtained)
  • 2-3 years financial industry experience preferred

Work Rights

Not specified

Tailored Resume

Cover Letter