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Broker Dealer Operations Associate - Americas
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bernstein-network.de
Nashville, Tennessee, United States
Margin regulatory reporting
Cash and treasury management
Acats request processing
Skills & Requirements
Must-have
Margin regulatory reporting
Cash and treasury management
ACATS request processing
Anti-money laundering reviews
SOX and FINRA audit liaison
Broadridge BPO oversight
Nice-to-have
Strong written and oral communication
Analytical skills
Service oriented mindset
Multi-tasking capabilities
Key Requirements
Bachelor's degree required
Series 99 or Series 7 license (to be obtained)
2-3 years financial industry experience preferred
Work Rights
Not specified
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