Financial Controls Manager/sox Controls/internal Controls

TD Ameritrade

Mount Laurel, New Jersey, United States of America
Base: $91,000 - $145,600 usd; bonus/equity: eligib...
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7+ years financial controls experience
Deep knowledge of sox 404 requirements
Experience with coso internal control frameworks
** TD Ameritrade is seeking a Financial Controls Manager to oversee and enhance financial controls and governance within the organization. The ideal candidate will have extensive experience in financial controls, auditing, and compliance, particularly in the financial services sector. **

Job Summary

  • The role is part of a newly established Financial Controls team designed to strengthen governance and the control environment over financial reporting.
  • Candidates will be responsible for proactively managing, monitoring, and enhancing the effectiveness of financial controls to ensure accuracy and compliance.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and extensive career development opportunities.

Matching Summary

Match Score: 75

** TD Ameritrade is seeking a Financial Controls Manager to oversee and enhance financial controls and governance within the organization. The ideal candidate will have extensive experience in financial controls, auditing, and compliance, particularly in the financial services sector. **

Salary

Base: $91,000 - $145,600 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • 7+ years financial controls experience
  • Deep knowledge of SOX 404 requirements
  • Experience with COSO internal control frameworks
  • Strong stakeholder management skills
  • Ability to lead complex audit initiatives

Nice-to-have

  • CPA certification preferred
  • Experience in large complex banking organizations
  • Knowledge of FDICIA regulatory requirements
  • Advanced data visualization and analytics skills
  • Proven track record in continuous improvement

Key Requirements

  • Undergraduate degree required
  • 7+ years of relevant experience
  • CPA highly preferred
  • Experience in financial services or banking sector

Work Rights

Not specified

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