Base: $3,500 - $4,500; bonus/equity: not specified...
Experience in financial advisory industry
Knowledge of financial advisers act
Personal data protection act familiarity
The role involves ensuring the company functions in a legal and ethical manner while meeting business goals as part of a MAS-licensed financial advisory firm
Job Summary
The role involves ensuring the company functions in a legal and ethical manner while meeting business goals as part of a MAS-licensed financial advisory firm.
Key responsibilities include performing balanced scorecard audits, regulatory reporting, misconduct investigations, and supporting ongoing due diligence requirements.
Candidates must be motivated to communicate regulatory changes and support their implementation across the organization.
Matching Summary
Match Score: 75
The role involves ensuring the company functions in a legal and ethical manner while meeting business goals as part of a MAS-licensed financial advisory firm.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Experience in financial advisory industry
Knowledge of Financial Advisers Act
Personal Data Protection Act familiarity
Microsoft Excel proficiency
Conducting due diligence on business relationships
Nice-to-have
Compliance qualification preferred
Insurance industry experience advantageous
Motivated to stay abreast of regulatory developments
Strong communication skills for change implementation
Key Requirements
Minimum 'A' level or Diploma
Experience in financial advisory industry
Compliance qualification (advantageous)
FA or insurance industry experience (advantageous)