The job posting seeks a SOX Control Officer to coordinate SOX404 activities and ensure compliance within a banking environment. The role involves managing financial reporting risks, liaising with stakeholders, and facilitating risk assessments in a global context
Job Summary
The role involves overseeing the yearly planning of SOX404 activities to ensure entities remain compliant with financial reporting risks.
Candidates must possess deep knowledge of the Sarbanes-Oxley Act and COSO framework to design control frameworks and assess mitigating controls.
This position requires coordinating with senior management, external auditors, and global teams to execute effective internal and external walkthroughs.
Matching Summary
Match Score: 85
The job posting seeks a SOX Control Officer to coordinate SOX404 activities and ensure compliance within a banking environment. The role involves managing financial reporting risks, liaising with stakeholders, and facilitating risk assessments in a global context.
Skills & Requirements
Must-have
Sarbanes-Oxley Act knowledge
COSO internal controls framework
Non-Financial Risk Assessments
Banking or Internal Audit experience
Financial reporting risk mitigation
Nice-to-have
Residual Risk assessment experience
3 Lines of Defense environment exposure
CPA/CIA/CISA certification preferred
Strong stakeholder influence skills
International financial institution experience
Key Requirements
5+ years in Banking, Control, Risk, or Internal Audit
Must have experience conducting Non-Financial Risk Assessments
Bachelor's degree in Banking, Finance, Accounting, or Business Management