Job Summary

• The Team is responsible for managing regulatory risks and helping to preserve the Firm's franchise through ensuring Business and Infrastructure Units' compliance with relevant laws, regulations, rules and internal policies and procedures in the region.
• Functions of the Team include providing advisory compliance support to MSIM business in Asia, implementing regional regulatory changes and global MSIM policies, issuing and maintaining regional and BU-specific policies and procedures, conducting training personnel, and conducting monitoring and surveillance, among other activities.
• Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

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Skills & Requirements

Key Requirements

• Bachelor's degree in Legal, Accounting, Business or Finance
• Min 8 years' compliance-related experience
• Min 5 years' recent investment management experience
• Knowledge of regulations and rules in Asia

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