Firm Compliance Audit Partner - 35 Hours P/w With Car Allowance

Quilter

South East, UK
Not specified; car allowance provided
Fully remote
Field supervision experience
Ar firm relationship building
Risk assessment and analysis
This role delivers regulatory oversight to appointed representative firms ensuring Treating Customers Fairly principles are embedded

Job Summary

  • This role delivers regulatory oversight to appointed representative firms ensuring Treating Customers Fairly principles are embedded.
  • The position involves managing a panel of up to 40 AR firms through annual assessments, bespoke visits, and continuous coaching.
  • Employees receive comprehensive benefits including 26 days holiday, life assurance at 4x salary, and a non-contributory pension scheme.

Matching Summary

This role delivers regulatory oversight to appointed representative firms ensuring Treating Customers Fairly principles are embedded.

Salary

Not specified; Car allowance provided

Skills & Requirements

Must-have

  • Field supervision experience
  • AR firm relationship building
  • Risk assessment and analysis
  • Action plan development
  • Regulatory oversight delivery

Nice-to-have

  • Strong analytical approach
  • Inquisitive nature
  • Coaching and feedback skills
  • Bespoke inspection visits

Key Requirements

  • QCF Level 4 or equivalent Compliance & Risk qualification
  • Experience with Network/National and IFA/restricted advice models
  • Competent assessor for firms and advisers

Work Rights

Not specified

Tailored Resume

Cover Letter